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Recent weeks have seen a reinvigoration in firms considering the new IFPR regulations, with the FCA keen to see progress being made. These will come into effect next January and will certainly have a big impact.

As an industry with roots stretching back two centuries and all the advancements of recent decades, why then are asset management firms still grappling with the ins and outs of transformation? Indeed, why does the industry generally continue to struggle with implementing effective change?

At Devlin Mambo we have been researching ESG portfolio data issues; in this article we share our views on where we see opportunities, and set out various steps that firms may consider to enhance ESG integration into the investment process.

Devlin Mambo's Graeme Devlin sits down with Adrian Whelan from Brown Brothers Harrimon, discussing the implications of Reverse Solicitation and the warning issued by the ESMA.

Recent weeks have seen firms factoring in the introduction of new IFPR regulations to their 2021 planning. These will come into effect next January and will certainly have a big impact.

Forever the bugbear for those in the compliance field who have a penchant for all things marketing and Distribution is the grey area of ‘reverse solicitation’.

2020 review and industry forecast.

When Central Bank of Ireland first mooted a review into fund management company (FMC) effectiveness in 2014, it followed a growing trend in ensuring investor protection and market integrity through robust governance, management and oversight.

The Sustainable Finance Disclosure Regulation.